Firm & Portfolio

Where is work getting stuck?

Use these questions with the colleagues who do the work. Tick each one when you have discussed it, including where the answer is uncertain. The completion count records progress through the questions; it is not a score for your business.

Type notes below, or print a blank copy for your discussion. Use your browser’s print dialogue to save a PDF. Notes stay in this page only and are lost when it is closed or reloaded. They are not sent to Firm and Portfolio.

Use the online checklist

Discussion date and participants

FIRM AND PORTFOLIO · WORKING NOTES

1. Understand the work

1.1 Can we describe the main steps in one important client process, from the initial request to completion?

Evidence, uncertainties and next action

1.2 Where do cases wait, return for missing information or require the same information to be entered again?

Evidence, uncertainties and next action

1.3 Have we checked recent examples and heard from the people doing the work, including those handling exceptions?

Evidence, uncertainties and next action
FIRM AND PORTFOLIO · WORKING NOTES

2. Clarify ownership and capacity

2.1 Does each handover have a clear owner and an agreed description of what needs to be complete?

Evidence, uncertainties and next action

2.2 Which tasks or decisions depend on one person, and what happens when they are unavailable?

Evidence, uncertainties and next action

2.3 Can we distinguish a shortage of capacity from problems with instructions, information, training or tools?

Evidence, uncertainties and next action
FIRM AND PORTFOLIO · WORKING NOTES

3. Choose a practical improvement

3.1 Which single bottleneck will we address first, and why does it matter to clients or colleagues?

Evidence, uncertainties and next action

3.2 Who will coordinate the change, and how will the people affected help shape and test it?

Evidence, uncertainties and next action

3.3 What will we observe to judge the result, including quality and client experience, and when will we review it?

Evidence, uncertainties and next action

Your next three priorities

1. Action · owner · evidence needed · review date

2. Action · owner · evidence needed · review date

3. Action · owner · evidence needed · review date

Agree one improvement, one owner and a review date. Record unresolved questions for further investigation. This checklist supports discussion and planning; completing it does not establish that a process is effective or that every risk has been addressed.

Completion records questions considered; it is not a business score or assurance.